Readily

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End-to-end guide for auditors: the dashboard, audit tool templates, creating an audit, requesting documents, reviewing policies and case files, reporting, and corrective action plans.

Using the Audit Tool: Complete Auditor Guide

The Audit Tool dashboard is where you start. It shows how much work is outstanding and who owes it, holds the board of audits in three different views, and collects…

1. The Audit Tool Dashboard

An audit tool template is the instrument you audit against: a set of elements, each holding the individual factors a delegate is assessed on. You build a template once and…

2. Building an Audit Tool Template

Creating an audit sets its scope, pulls in the audit tool you will assess against, and lays out the dates that drive the audit timeline. The wizard has three steps.

3. Creating an Audit

An audit's workspace is organized into six tabs. Each one holds a different part of the audit, and knowing which is which saves hunting for a document or a finding…

4. What Each Tab in an Audit Shows

5. Sending the Audit Notice

6. Uploading Documents and Universes

Once the delegate has submitted their policies, Readily analyses them against each requirement and presents its reading alongside a workspace for yours. You record the assessment; Readily's analysis is advisory…

7. Reviewing Policies and Procedures

A file review starts from a universe: the full list of records the delegate reported for the audit period. You select a sample from it, request those case files, and…

8. Selecting Your Case File Sample

Case file review works one case at a time. You complete the record's fields, score each requirement for that case, and record a deficiency wherever something was not met. This…

9. Reviewing Case Files

The audit report gathers the audit's results into one document: a summary of performance, the risks identified, and every finding with its recommendation. It is what you review and approve…

10. Producing and Approving the Audit Report

When an audit closes, its findings move to the CAP Tracker as corrective actions. This article covers that hand-off and what a CAP holds once it arrives.

11. Turning Findings into Corrective Action Plans

The audit scorecard compares results across audits, so you can see how a delegate or a functional area has performed over time rather than looking at one audit in isolation.

12. Reviewing Audit Trends

Common Questions

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Audit and Oversight

CAP Tracker For Auditors

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Managing Corrective Action
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